26-Broker Supervision in Risk Management – BMC #3 – Supervision
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🔊 Listen to Lesson A broker has the responsibility to familiarize the sales associates and associate brokers with any federal or state rules and statutes per Commissioner’s Rule R4-28-1103(A)(4). A broker then would have the responsibility to ensure that those in his or her employ are familiar with their duties to both their customers and clients. The […]